Securities and Exchange Commission: Difference between revisions
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* [[Depository Trust Company]] | * [[Depository Trust Company]] | ||
* [[Division of Examinations]] | * [[Division of Examinations]] | ||
* [[Federal Reserve System]] | |||
* [[Financial Industry Regulatory Authority]] | * [[Financial Industry Regulatory Authority]] | ||
* [[Public Company Accounting Oversight Board]] | * [[Public Company Accounting Oversight Board]] (PCAOB) | ||
* [[Regulation D]] | * [[Regulation D]] | ||
* [[Regulation S-K]] | * [[Regulation S-K]] | ||
Latest revision as of 13:10, 11 March 2024
US.
(SEC).
The Securities and Exchange Commission is an independent agency which has primary responsibility for enforcing federal securities laws and regulating the securities industry, the stock and options exchanges, and other electronic securities markets in the United States.
See also
- 10-K
- 10-Q
- Bad actor
- Depository Trust Company
- Division of Examinations
- Federal Reserve System
- Financial Industry Regulatory Authority
- Public Company Accounting Oversight Board (PCAOB)
- Regulation D
- Regulation S-K
- Rule 144A
