Financial Conduct Authority: Difference between revisions

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* [[BaFin]]
* [[BaFin]]
* [[CFTC]]
* [[CFTC]]
* [[Competition & Markets Authority]]
* [[Competition & Markets Authority]] (CMA)
* [[Conduct]]
* [[Conduct]]
* [[Conduct risk]]
* [[Conduct risk]]
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* [[Prudential Regulation Authority]]  (PRA)
* [[Prudential Regulation Authority]]  (PRA)
* [[Regulation]]
* [[Regulation]]
* [[Retail bond]]
*[[Senior Managers Regime]]  (SMR)
*[[Senior Managers Regime]]  (SMR)
* [[Sludge practices]]
* [[Sludge practices]]

Latest revision as of 15:58, 29 January 2024

(FCA).

One of two key regulators for the financial services industry in the UK.


The FCA's responsibilities include:

  • Protecting consumers;
  • Ensuring the financial services industry remains stable; and
  • Promoting healthy competition between financial services providers.


The Financial Conduct Authority's responsibilities were formerly undertaken by the Financial Services Authority (FSA).

The former FSA's other responsibilities were substantially transferred to the Prudential Regulation Authority (PRA).


See also


Other links