Securities and Exchange Commission: Difference between revisions
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* [[Division of Examinations]] | * [[Division of Examinations]] | ||
* [[Financial Industry Regulatory Authority]] | * [[Financial Industry Regulatory Authority]] | ||
* [[Public Company Accounting Oversight Board]] | * [[Public Company Accounting Oversight Board]] | ||
* [[Regulation D]] | * [[Regulation D]] | ||
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[[Category:Accounting,_tax_and_regulation]] | [[Category:Accounting,_tax_and_regulation]] | ||
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[[Category:The_business_context]] | [[Category:The_business_context]] | ||
Revision as of 10:19, 5 October 2023
US.
(SEC).
The Securities and Exchange Commission is an independent agency which has primary responsibility for enforcing federal securities laws and regulating the securities industry, the stock and options exchanges, and other electronic securities markets in the United States.
See also
- 10-K
- 10-Q
- Bad actor
- Depository Trust Company
- Division of Examinations
- Financial Industry Regulatory Authority
- Public Company Accounting Oversight Board
- Regulation D
- Regulation S-K
- Rule 144A
