Financial Conduct Authority: Difference between revisions
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The FCA's responsibilities include: | The FCA's responsibilities include: | ||
*Protecting consumers; | |||
*Ensuring the financial services industry remains stable; and | |||
*Promoting healthy competition between financial services providers. | |||
The Financial Conduct Authority's responsibilities were formerly undertaken by the Financial Services Authority (FSA). | The Financial Conduct Authority's responsibilities were formerly undertaken by the Financial Services Authority (FSA). | ||
The former FSA's other responsibilities were substantially transferred to the Prudential Regulation Authority (PRA). | The former FSA's other responsibilities were substantially transferred to the ''Prudential Regulation Authority (PRA)''. | ||
| Line 19: | Line 19: | ||
* [[BaFin]] | * [[BaFin]] | ||
* [[CFTC]] | * [[Commodity Futures Trading Commission]] (CFTC) | ||
* [[Competition & Markets Authority]] (CMA) | |||
* [[Conduct]] | * [[Conduct]] | ||
* [[Conduct risk]] | * [[Conduct risk]] | ||
* [[Consumer Financial Protection Bureau]] (CFPB) | |||
*[[Consumer protection]] | |||
* [[Deferred payment credit]] | * [[Deferred payment credit]] | ||
* [[Disclosure and Transparency Rules]] | * [[Disclosure Guidance and Transparency Rules]] (DTR) | ||
* [[ESG Data and Ratings Code of Conduct Working Group]] (DRWG) | |||
* [[Financial]] | |||
*[[Financial Services and Markets Act 2000]] UK | |||
*[[Financial Services and Markets Act 2023]] UK | |||
* [[Financial Services Authority]] | * [[Financial Services Authority]] | ||
* [[FRAND]] | * [[FRAND]] | ||
* [[ | * [[Insurance]] | ||
* [[ | * [[Joint Regulatory Oversight Committee]] (JROC) | ||
* [[ | * [[National Competent Authority]] (NCA) | ||
* [[Office for Professional Body Anti-Money Laundering Supervision]] | * [[Office for Professional Body Anti-Money Laundering Supervision]] | ||
* [[Prudential Regulation Authority]] | * [[Price walking]] | ||
* [[Prudential Regulation Authority]] (PRA) | |||
* [[Regulation]] | |||
* [[Retail bond]] | |||
*[[Senior Managers Regime]] (SMR) | |||
* [[Sludge practices]] | * [[Sludge practices]] | ||
* [[ | * [[Supervision]] | ||
* [[Twin Peaks]] | * [[Twin Peaks]] | ||
==Other links== | ==Other links== | ||
[https://www.treasurers.org/fca-business-plan/ ACT commentary on the FCA 2021-22 Business Plan, 16 August 2021 | *[https://www.fca.org.uk/ Financial Conduct Authority home page] | ||
*[https://www.treasurers.org/fca-business-plan/ ACT commentary on the FCA 2021-22 Business Plan, 16 August 2021] | |||
[[Category:Accounting,_tax_and_regulation]] | [[Category:Accounting,_tax_and_regulation]] | ||
[[Category:Compliance_and_audit]] | [[Category:Compliance_and_audit]] | ||
Latest revision as of 07:42, 5 October 2024
(FCA).
One of two key regulators for the financial services industry in the UK.
The FCA's responsibilities include:
- Protecting consumers;
- Ensuring the financial services industry remains stable; and
- Promoting healthy competition between financial services providers.
The Financial Conduct Authority's responsibilities were formerly undertaken by the Financial Services Authority (FSA).
The former FSA's other responsibilities were substantially transferred to the Prudential Regulation Authority (PRA).
See also
- BaFin
- Commodity Futures Trading Commission (CFTC)
- Competition & Markets Authority (CMA)
- Conduct
- Conduct risk
- Consumer Financial Protection Bureau (CFPB)
- Consumer protection
- Deferred payment credit
- Disclosure Guidance and Transparency Rules (DTR)
- ESG Data and Ratings Code of Conduct Working Group (DRWG)
- Financial
- Financial Services and Markets Act 2000 UK
- Financial Services and Markets Act 2023 UK
- Financial Services Authority
- FRAND
- Insurance
- Joint Regulatory Oversight Committee (JROC)
- National Competent Authority (NCA)
- Office for Professional Body Anti-Money Laundering Supervision
- Price walking
- Prudential Regulation Authority (PRA)
- Regulation
- Retail bond
- Senior Managers Regime (SMR)
- Sludge practices
- Supervision
- Twin Peaks
