Oversight

1. Financial services regulation and supervision.

Oversight is a key element in the prudential regulation and supervision of banks and similar financial firms.

Regulation is the most detailed structure and activity, focussing on individual firms.

Supervision is a higher-level activity than regulation, with a greater emphasis on groups of similar firms, and entire markets.

Oversight is the highest-level work, with even greater emphasis on the bigger picture, entire markets and related markets.

2. Professional standards - conduct - regulation - oversight.

Similar activities and structures in other sectors.

See also

• Association for Professional Executive Coaching and Supervision
• Australian Financial Regulation
• Bank
• Bank of England
• Bank supervision
• Basel Committee on Banking Supervision (BCBS)
• Basel III
• Best practice
• Capital adequacy
• Code
• Compliance
• Conduct
• Enforcement
• Ethics
• European Banking Authority (EBA)
• European Central Bank (ECB)
• European System of Financial Supervision
• Federal Reserve System
• Financial Conduct Authority (FCA)
• Financial intermediary
• Financial services
• Financial Services Authority (FSA)
• Financial stability
• Financial Stability Oversight Council
• Firm
• Framework
• Good practice
• Governance
• Guidance
• Joint Regulatory Oversight Committee
• Jurisdiction
• Law
• Legal Entity Identifier Regulatory Oversight Committee
• Legislation
• Oversight of payment systems
• Professional Oversight Board
• Prudential
• Prudential Regulation Authority
• Public Company Accounting Oversight Board
• Red tape
• Regime
• Regulation
• Reporting
• Standards
• Supervision
• Supervision Committee of the FRC - UK
• Supervisor
• Supervisory college
• Twin Peaks