Regulation: Difference between revisions
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imported>Doug Williamson (Add links.) |
imported>Doug Williamson (Add links.) |
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| Line 28: | Line 28: | ||
* [[Blocking Regulation]] | * [[Blocking Regulation]] | ||
* [[Capacity]] | * [[Capacity]] | ||
* [[Capital Requirements Regulation]] (CRR) | |||
* [[Competition]] | * [[Competition]] | ||
* [[Compliance risk]] | * [[Compliance risk]] | ||
| Line 34: | Line 35: | ||
* [[Decision]] | * [[Decision]] | ||
* [[Deregulation]] | * [[Deregulation]] | ||
* [[Developments in corporate and market regulation: implications for the treasurer]] | |||
* [[Directive]] | * [[Directive]] | ||
* [[European Union ]] | * [[European Union ]] | ||
* [[Free market]] | * [[Free market]] | ||
* [[ | * [[General Data Protection Regulation]] (GDPR) | ||
* [[Interchange Fee Regulation]] | |||
* [[Investment Firms Regulation]] | |||
* [[Jurisdiction]] | * [[Jurisdiction]] | ||
* [[Law]] | * [[Law]] | ||
| Line 43: | Line 47: | ||
* [[Market Abuse Regulation]] (MAR) | * [[Market Abuse Regulation]] (MAR) | ||
* [[Markets in Financial Instruments Regulation]] | * [[Markets in Financial Instruments Regulation]] | ||
* [[Money Market Funds Regulation]] | |||
* [[Mixed economy]] | * [[Mixed economy]] | ||
* [[Payment Systems Regulator]] | * [[Payment Systems Regulator]] | ||
* [[Pensions Regulator]] | * [[Pensions Regulator]] | ||
* [[PRIIPs Regulation]] | |||
* [[Primary legislation]] | * [[Primary legislation]] | ||
* [[Prudential Regulation Authority]] | * [[Prospectus Regulation]] | ||
* [[Prudential regulation ]] | |||
* [[Prudential Regulation Authority]] (PRA) | |||
* [[Prudential Regulation Committee]] | |||
* [[Rate regulation]] | |||
* [[Rate regulator]] | * [[Rate regulator]] | ||
* [[Red tape]] | * [[Red tape]] | ||
* [[Regime]] | * [[Regime]] | ||
* [[Regtech]] | * [[Regtech]] | ||
* [[Regulation D]] | |||
* [[Regulation Q]] | |||
* [[Regulation S-K]] | |||
* [[Regulator]] | * [[Regulator]] | ||
* [[Regulatory risk]] | * [[Regulatory risk]] | ||
| Line 59: | Line 72: | ||
* [[Securities Financing Transactions Regulation]] (SFTR) | * [[Securities Financing Transactions Regulation]] (SFTR) | ||
* [[Securitisation Regulation]] | * [[Securitisation Regulation]] | ||
* [[Self-regulation]] | |||
* [[Sustainable Finance Disclosure Regulation]] (SFDR) | * [[Sustainable Finance Disclosure Regulation]] (SFDR) | ||
* [[Tax]] | |||
* [[Taxonomy Regulation]] | |||
* [[Transparency]] | * [[Transparency]] | ||
[[Category:Accounting,_tax_and_regulation]] | [[Category:Accounting,_tax_and_regulation]] | ||
[[Category:Compliance_and_audit]] | [[Category:Compliance_and_audit]] | ||
Revision as of 06:39, 6 July 2022
1.
The official control of markets or of other activities, usually by a system of rules, often including primary or secondary legislation.
2. Law.
A rule with legal force, designed to carry out a specific piece of legislation. Usually enforced by a regulatory agency.
3. European Union law.
An act of European Union (EU) law having direct effect in all member states.
EU Regulations are passed either jointly by the EU Council and European Parliament, or by the EU Commission alone.
4.
More generally, a rule to control, direct or manage an activity, organisation or system.
A 'regulation' - in this broadest sense - may or may not have legal authority.
See also
- Bank supervision
- Benchmarks Regulation
- Blocking Regulation
- Capacity
- Capital Requirements Regulation (CRR)
- Competition
- Compliance risk
- Contract
- Court
- Decision
- Deregulation
- Developments in corporate and market regulation: implications for the treasurer
- Directive
- European Union
- Free market
- General Data Protection Regulation (GDPR)
- Interchange Fee Regulation
- Investment Firms Regulation
- Jurisdiction
- Law
- Legislation
- Market Abuse Regulation (MAR)
- Markets in Financial Instruments Regulation
- Money Market Funds Regulation
- Mixed economy
- Payment Systems Regulator
- Pensions Regulator
- PRIIPs Regulation
- Primary legislation
- Prospectus Regulation
- Prudential regulation
- Prudential Regulation Authority (PRA)
- Prudential Regulation Committee
- Rate regulation
- Rate regulator
- Red tape
- Regime
- Regtech
- Regulation D
- Regulation Q
- Regulation S-K
- Regulator
- Regulatory risk
- Reporting on Payment Practices and Performance Regulations
- Reputational risk
- Secondary legislation
- Securities Financing Transactions Regulation (SFTR)
- Securitisation Regulation
- Self-regulation
- Sustainable Finance Disclosure Regulation (SFDR)
- Tax
- Taxonomy Regulation
- Transparency
