Supervision: Difference between revisions
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2. ''Professional standards.'' | 2. ''Professional standards - conduct - regulation - oversight.'' | ||
3. ''Professional standards - individuals.'' | |||
A structured process and relationship between a professional supervisee and a more senior and experienced member of the profession - the supervisor - to facilitate continuing personal and professional development of the supervisee. | A structured process and relationship between a professional supervisee and a more senior and experienced member of the profession - the supervisor - to facilitate continuing personal and professional development of the supervisee. | ||
== See also == | == See also == | ||
* [[Association for Professional Executive Coaching and Supervision]] | |||
* [[Australian Financial Regulation]] | * [[Australian Financial Regulation]] | ||
* [[Bank]] | * [[Bank]] | ||
* [[Bank of England]] | * [[Bank of England]] | ||
* [[Bank supervision]] | * [[Bank supervision]] | ||
* [[Basel Committee on Banking Supervision]] (BCBS) | |||
* [[Basel III]] | * [[Basel III]] | ||
*[[Best practice]] | *[[Best practice]] | ||
| Line 31: | Line 37: | ||
* [[European Banking Authority]] | * [[European Banking Authority]] | ||
* [[European Central Bank]] | * [[European Central Bank]] | ||
* [[European System of Financial Supervision]] | |||
* [[Federal Reserve System]] | * [[Federal Reserve System]] | ||
* [[Financial Conduct Authority]] | * [[Financial Conduct Authority]] | ||
| Line 48: | Line 55: | ||
* [[Legislation]] | * [[Legislation]] | ||
* [[Non-bank financial intermediaries]] (NBFIs) | * [[Non-bank financial intermediaries]] (NBFIs) | ||
* [[Office for Professional Body Anti-Money Laundering Supervision]] | |||
* [[Oversight]] | |||
*[[Principle]] | *[[Principle]] | ||
* [[Prudential]] | * [[Prudential]] | ||
| Line 61: | Line 70: | ||
*[[Standards]] | *[[Standards]] | ||
* [[Structured finance]] | * [[Structured finance]] | ||
* [[Supervision Committee of the FRC]] - UK | |||
* [[Supervisor]] | * [[Supervisor]] | ||
* [[Supervisory college]] | * [[Supervisory college]] | ||
Revision as of 12:27, 30 May 2024
1. Financial services regulation.
Supervision is the prudential regulation and oversight of banks and similar financial firms.
2. Professional standards - conduct - regulation - oversight.
3. Professional standards - individuals.
A structured process and relationship between a professional supervisee and a more senior and experienced member of the profession - the supervisor - to facilitate continuing personal and professional development of the supervisee.
See also
- Association for Professional Executive Coaching and Supervision
- Australian Financial Regulation
- Bank
- Bank of England
- Bank supervision
- Basel Committee on Banking Supervision (BCBS)
- Basel III
- Best practice
- Boilerplate
- Broker-dealer
- Capital adequacy
- Code
- Competence
- Compliance
- Continuing professional development
- Contract
- Credit
- Directive
- Enforcement
- Ethics
- European Banking Authority
- European Central Bank
- European System of Financial Supervision
- Federal Reserve System
- Financial Conduct Authority
- Financial intermediary
- Financial Services Authority
- Financial stability
- Framework
- Good practice
- Governance
- Guidance
- Home supervisor
- Host supervisor
- Intensity
- Intermediation
- Jurisdiction
- Law
- Legislation
- Non-bank financial intermediaries (NBFIs)
- Office for Professional Body Anti-Money Laundering Supervision
- Oversight
- Principle
- Prudential
- Prudential Regulation Authority
- Red tape
- Regime
- Regulation
- Reporting
- Reputational risk
- Resolution Authority
- Rules
- Solvency II
- Standards
- Structured finance
- Supervision Committee of the FRC - UK
- Supervisor
- Supervisory college
- Tax
- Twin Peaks
