Supervision: Difference between revisions
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Revision as of 00:22, 5 February 2024
1. Financial services regulation.
Supervision is the prudential regulation and oversight of banks and similar financial firms.
2. Professional standards.
A structured process and relationship between a professional supervisee and a more senior and experienced member of the profession - the supervisor - to facilitate continuing personal and professional development of the supervisee.
See also
- Australian Financial Regulation
- Bank
- Bank of England
- Bank supervision
- Basel III
- Best practice
- Boilerplate
- Broker-dealer
- Capital adequacy
- Code
- Competence
- Compliance
- Continuing professional development
- Contract
- Credit
- Directive
- Enforcement
- Ethics
- European Banking Authority
- European Central Bank
- Federal Reserve System
- Financial Conduct Authority
- Financial intermediary
- Financial Services Authority
- Financial stability
- Framework
- Good practice
- Governance
- Guidance
- Home supervisor
- Host supervisor
- Intensity
- Intermediation
- Jurisdiction
- Law
- Legislation
- Non-bank financial intermediaries (NBFIs)
- Principle
- Prudential
- Prudential Regulation Authority
- Red tape
- Regime
- Regulation
- Reporting
- Reputational risk
- Resolution Authority
- Rules
- Solvency II
- Standards
- Structured finance
- Supervisor
- Supervisory college
- Tax
- Twin Peaks
