The Code and Supervision: Difference between pages
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1. ''Financial services regulation.'' | |||
Supervision is the prudential regulation and oversight of banks and similar financial firms. | |||
2. ''Professional standards.'' | |||
A structured process and relationship between a professional supervisee and a more senior and experienced member of the profession - the supervisor - to facilitate continuing personal and professional development of the supervisee. | |||
== See also == | == See also == | ||
* [[ | * [[Australian Financial Regulation]] | ||
* [[Bank]] | |||
* [[Bank of England]] | |||
* [[Bank supervision]] | |||
* [[Basel III]] | |||
*[[Best practice]] | |||
* [[Boilerplate]] | |||
* [[Broker-dealer]] | |||
* [[Capital adequacy]] | |||
*[[Code]] | |||
*[[Competence]] | |||
*[[Compliance]] | |||
* [[Continuing professional development]] | |||
* [[Contract]] | |||
* [[Credit]] | |||
*[[Directive]] | |||
*[[Enforcement]] | |||
*[[Ethics]] | |||
* [[European Banking Authority]] | |||
* [[European Central Bank]] | |||
* [[Federal Reserve System]] | |||
* [[Financial Conduct Authority]] | |||
* [[Financial intermediary]] | |||
* [[Financial Services Authority]] | |||
* [[Financial stability]] | |||
*[[Framework]] | |||
*[[Good practice]] | |||
*[[Governance]] | |||
*[[Guidance]] | |||
* [[Home supervisor]] | |||
* [[Host supervisor]] | |||
* [[Intensity]] | |||
* [[Intermediation]] | |||
* [[Jurisdiction]] | |||
*[[Law]] | |||
* [[Legislation]] | |||
* [[Non-bank financial intermediaries]] (NBFIs) | |||
*[[Principle]] | |||
* [[Prudential]] | |||
* [[Prudential Regulation Authority]] | |||
*[[Red tape]] | |||
* [[Regime]] | |||
* [[Regulation]] | |||
*[[Reporting]] | |||
*[[Reputational risk]] | |||
* [[Resolution Authority]] | |||
*[[Rules]] | |||
* [[Shadow bank]] | |||
* [[Shadow banking]] | |||
* [[Solvency II]] | |||
*[[Standards]] | |||
* [[Structured finance]] | |||
* [[Supervisor]] | |||
* [[Supervisory college]] | |||
* [[Tax]] | |||
* [[Twin Peaks]] | |||
[[Category:Accounting,_tax_and_regulation]] | |||
[[Category:Identify_and_assess_risks]] | |||
[[Category:Manage_risks]] | |||
[[Category:Risk_reporting]] | |||
[[Category:Risk_frameworks]] | |||
[[Category:The_business_context]] | |||
Revision as of 21:41, 4 February 2024
1. Financial services regulation.
Supervision is the prudential regulation and oversight of banks and similar financial firms.
2. Professional standards.
A structured process and relationship between a professional supervisee and a more senior and experienced member of the profession - the supervisor - to facilitate continuing personal and professional development of the supervisee.
See also
- Australian Financial Regulation
- Bank
- Bank of England
- Bank supervision
- Basel III
- Best practice
- Boilerplate
- Broker-dealer
- Capital adequacy
- Code
- Competence
- Compliance
- Continuing professional development
- Contract
- Credit
- Directive
- Enforcement
- Ethics
- European Banking Authority
- European Central Bank
- Federal Reserve System
- Financial Conduct Authority
- Financial intermediary
- Financial Services Authority
- Financial stability
- Framework
- Good practice
- Governance
- Guidance
- Home supervisor
- Host supervisor
- Intensity
- Intermediation
- Jurisdiction
- Law
- Legislation
- Non-bank financial intermediaries (NBFIs)
- Principle
- Prudential
- Prudential Regulation Authority
- Red tape
- Regime
- Regulation
- Reporting
- Reputational risk
- Resolution Authority
- Rules
- Shadow bank
- Shadow banking
- Solvency II
- Standards
- Structured finance
- Supervisor
- Supervisory college
- Tax
- Twin Peaks
