Regulation: Difference between revisions
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imported>Doug Williamson (Add links.) |
imported>Doug Williamson (Add links.) |
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== See also == | == See also == | ||
* [[Australian Financial Regulation]] | * [[Australian Financial Regulation]] | ||
* [[Australian Prudential Regulation Authority]] | * [[Australian Prudential Regulation Authority]] | ||
* [[Bank supervision]] | * [[Bank supervision]] | ||
* [[Benchmarks Regulation]] | * [[Benchmarks Regulation]] | ||
*[[Best practice]] | |||
* [[Blocking Regulation]] | * [[Blocking Regulation]] | ||
* [[Boilerplate]] | |||
* [[Capacity]] | * [[Capacity]] | ||
* [[Capital Requirements Regulation]] (CRR) | * [[Capital Requirements Regulation]] (CRR) | ||
* [[Code]] | * [[Code]] | ||
* [[Code of practice]] | * [[Code of practice]] | ||
*[[Competence]] | |||
* [[Competition]] | * [[Competition]] | ||
* [[Competition law]] | * [[Competition law]] | ||
*[[Compliance]] | |||
* [[Compliance risk]] | * [[Compliance risk]] | ||
* [[Contract]] | * [[Contract]] | ||
* [[Convention]] | * [[Convention]] | ||
* [[Court]] | * [[Court]] | ||
* [[Decision]] | * [[Decision]] | ||
* [[Deregulation]] | * [[Deregulation]] | ||
| Line 44: | Line 51: | ||
* [[Directive]] | * [[Directive]] | ||
* [[Edinburgh reforms]] (UK) | * [[Edinburgh reforms]] (UK) | ||
*[[Enforcement]] | |||
*[[Ethics]] | |||
* [[European Union ]] | * [[European Union ]] | ||
* [[EU Taxonomy Regulation]] | * [[EU Taxonomy Regulation]] | ||
* [[Financial Industry Regulatory Authority]] (FINRA) | * [[Financial Industry Regulatory Authority]] (FINRA) | ||
*[[Framework]] | |||
* [[Free market]] | * [[Free market]] | ||
* [[General Data Protection Regulation]] (GDPR) | * [[General Data Protection Regulation]] (GDPR) | ||
* [[Governance]] | *[[Good practice]] | ||
* [[Guidance]] | *[[Governance]] | ||
*[[Guidance]] | |||
* [[Intensity]] | * [[Intensity]] | ||
* [[Interchange Fee Regulation]] | * [[Interchange Fee Regulation]] | ||
| Line 62: | Line 75: | ||
* [[Money Market Funds Regulation]] | * [[Money Market Funds Regulation]] | ||
* [[Mixed economy]] | * [[Mixed economy]] | ||
* [[Payment Systems Regulator]] | * [[Payment Systems Regulator]] | ||
* [[Pensions Regulator]] | * [[Pensions Regulator]] | ||
* [[PRIIPs Regulation]] | * [[PRIIPs Regulation]] | ||
* [[Primary legislation]] | * [[Primary legislation]] | ||
*[[Principle]] | |||
* [[Private sector]] | * [[Private sector]] | ||
* [[Prospectus Regulation]] | * [[Prospectus Regulation]] | ||
| Line 71: | Line 86: | ||
* [[Prudential Regulation Authority]] (PRA) | * [[Prudential Regulation Authority]] (PRA) | ||
* [[Prudential Regulation Committee]] | * [[Prudential Regulation Committee]] | ||
* [[Rate regulation]] | * [[Rate regulation]] | ||
* [[Rate regulator]] | * [[Rate regulator]] | ||
* [[Red tape]] | *[[Red tape]] | ||
* [[Regime]] | * [[Regime]] | ||
* [[Regtech]] | * [[Regtech]] | ||
| Line 89: | Line 105: | ||
*[[Regulatory standard]] | *[[Regulatory standard]] | ||
* [[Regulatory Technical Standard]] (RTS) | * [[Regulatory Technical Standard]] (RTS) | ||
*[[Reporting]] | |||
* [[Reporting on Payment Practices and Performance Regulations]] | * [[Reporting on Payment Practices and Performance Regulations]] | ||
* [[Reputational risk]] | * [[Reputational risk]] | ||
| Line 94: | Line 111: | ||
* [[Rule]] | * [[Rule]] | ||
* [[Rules]] | * [[Rules]] | ||
* [[Secondary legislation]] | * [[Secondary legislation]] | ||
* [[Securities Financing Transactions Regulation]] (SFTR) | * [[Securities Financing Transactions Regulation]] (SFTR) | ||
| Line 100: | Line 118: | ||
* [[Self-regulatory organisation]] (SRO) | * [[Self-regulatory organisation]] (SRO) | ||
*[[Standard]] | *[[Standard]] | ||
* [[Supervision]] | *[[Standards]] | ||
*[[Supervision]] | |||
* [[Sustainable Finance Disclosure Regulation]] (SFDR) | * [[Sustainable Finance Disclosure Regulation]] (SFDR) | ||
* [[Tax]] | * [[Tax]] | ||
* [[Taxonomy Regulation]] | * [[Taxonomy Regulation]] | ||
Revision as of 23:38, 24 April 2023
1.
The official control of markets or of other activities, usually by a system of rules, often including primary or secondary legislation.
2. Law.
A rule with legal force, designed to carry out a specific piece of legislation. Usually enforced by a regulatory agency.
3. European Union law.
An act of European Union (EU) law having direct effect in all member states.
EU Regulations are passed either jointly by the EU Council and European Parliament, or by the EU Commission alone.
4.
More generally, a rule to control, direct or manage an activity, organisation or system.
A 'regulation' - in this broadest sense - may or may not have legal authority.
See also
- Australian Financial Regulation
- Australian Prudential Regulation Authority
- Bank supervision
- Benchmarks Regulation
- Best practice
- Blocking Regulation
- Boilerplate
- Capacity
- Capital Requirements Regulation (CRR)
- Code
- Code of practice
- Competence
- Competition
- Competition law
- Compliance
- Compliance risk
- Contract
- Convention
- Court
- Decision
- Deregulation
- Developments in corporate and market regulation: implications for the treasurer
- Directive
- Edinburgh reforms (UK)
- Enforcement
- Ethics
- European Union
- EU Taxonomy Regulation
- Financial Industry Regulatory Authority (FINRA)
- Framework
- Free market
- General Data Protection Regulation (GDPR)
- Good practice
- Governance
- Guidance
- Intensity
- Interchange Fee Regulation
- Investment Firms Regulation
- Jurisdiction
- Law
- Legislation
- Market Abuse Regulation (MAR)
- Markets in crypto-assets regulation
- Markets in Financial Instruments Regulation (MiFIR)
- Money Market Funds Regulation
- Mixed economy
- Payment Systems Regulator
- Pensions Regulator
- PRIIPs Regulation
- Primary legislation
- Principle
- Private sector
- Prospectus Regulation
- Prudential regulation
- Prudential Regulation Authority (PRA)
- Prudential Regulation Committee
- Rate regulation
- Rate regulator
- Red tape
- Regime
- Regtech
- Regulated market
- Regulation D
- Regulation Q
- Regulation S-K
- Regulator
- Regulatory
- Regulatory arbitrage
- Regulatory capital
- Regulatory deferral account
- Regulatory News Service
- Regulatory risk
- Regulatory standard
- Regulatory Technical Standard (RTS)
- Reporting
- Reporting on Payment Practices and Performance Regulations
- Reputational risk
- Retained EU law
- Rule
- Rules
